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Season 1 · Episode 37
Compliance [Episode 37]
The Perfect RIA · Matthew Jarvis & Micah Shilanski
July 26, 201927m 4s
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Show Notes
Although many people complain about compliance and see it as a burden, this episode is all about changing your attitude so you start to see it as an opportunity. Compliance and audits exist to get the bad guys out of the market, so as long as you're not one of those bad guys, Matt and Micah have some great tips and insight into how you can prepare, communicate, and stay ahead of the game.
You can find show notes and more information by clicking here: https://bit.ly/2xZ01eZ