Open Exam Prep
452 episodes — Page 4 of 10
[Series 65] 62, Custody Rules and Safeguarding Client Assets
May 25, 20263 min
[Series 65] 61, Recordkeeping and Books and Records Requirements
May 24, 20264 min
[Series 65] 60, IA Net Worth and Bonding Requirements
May 23, 20263 min
[Series 65] 59, State vs Federal IA Registration
May 22, 20263 min
[Series 65] 58, Investment Advisers Act of 1940
May 21, 20263 min
[Series 65] 57, QDROs and Special Distribution Situations
May 20, 20263 min
[Series 65] 56, ERISA and Plan Fiduciary Standards
May 19, 20263 min
[Series 65] 55, Required Minimum Distributions
May 18, 20262 min
[Series 65] 54, Education Savings 529 and Coverdell
May 17, 20263 min
[Series 65] 53, Traditional and Roth IRAs
May 16, 20263 min
[Series 65] 52, Qualified Retirement Plans 401k and Pension
May 15, 20263 min
[Series 65] 51, Tax-Advantaged Investment Strategies
May 14, 20261 min
[Series 65] 50, Capital Gains Tax Treatment
May 13, 20263 min
[Series 65] 49, Dollar Cost Averaging and Systematic Investing
May 12, 20263 min
[Series 65] 48, Fixed Income Portfolio Strategies
May 11, 20263 min
[Series 65] 47, Active vs Passive Investment Management
May 10, 20263 min
[Series 65] 46, Asset Allocation Strategies
May 9, 20262 min
[Series 65] 45, Sharpe Treynor and Jensen Performance Measures
May 8, 20263 min
[Series 65] 44, Alpha Beta and Standard Deviation
May 7, 20263 min
[Series 65] 43, Efficient Market Hypothesis
May 6, 20263 min
[Series 65] 42, Capital Asset Pricing Model
May 5, 20262 min
[Series 65] 41, Modern Portfolio Theory
May 4, 20263 min
[Series 65] 40, Suitability and Know Your Customer
May 3, 20263 min
[Series 65] 39, Accredited Investors and Qualified Purchasers
May 2, 20263 min
[Series 65] 38, Trusts and Estates as Clients
May 1, 20263 min
[Series 65] 37, Business Entity Types as Clients
Apr 30, 20263 min
[Series 65] 36, Individual Client Profiles and Life Stages
Apr 29, 20264 min
[Series 65] 35, Life Insurance Products in Investment Planning
Apr 28, 20263 min
[Series 65] 34, Annuities Fixed Variable and Indexed
Apr 27, 20263 min
[Series 65] 33, Options Strategies and Risk Profiles
Apr 26, 20263 min
[Series 65] 32, Options Basics Calls and Puts
Apr 25, 20263 min
[Series 65] 31, Hedge Funds and Private Equity
Apr 24, 20263 min
[Series 65] 30, Closed-End Funds and UITs
Apr 23, 20262 min
[Series 65] 29, Exchange-Traded Funds vs Mutual Funds
Apr 22, 20264 min
[Series 65] 28, Mutual Fund Costs 12b-1 Fees and Expenses
Apr 21, 20263 min
[Series 65] 27, Mutual Fund Structure and and Share Classes
Apr 20, 20263 min
[Series 65] 26, ADRs REITs and Other Equity Securities
Apr 19, 20263 min
[Series 65] 25, Equity Valuation Methods
Apr 18, 20263 min
[Series 65] 24, Preferred Stock Types and Features
Apr 17, 20264 min
[Series 65] 23, Common Stock Fundamentals
Apr 16, 20264 min
[Series 65] 22, Bond Pricing Yields and Duration
Apr 15, 20263 min
[Series 65] 21, Municipal Bonds GO vs Revenue
Apr 14, 20263 min
[Series 65] 20, Corporate Bonds Types and Features
Apr 13, 20263 min
[Series 65] 19, Government Agency Securities
Apr 12, 20261 min
[Series 65] 18, US Treasury Securities
Apr 11, 20262 min
[Series 65] 17, Cash Equivalents and Money Market Instruments
Apr 10, 20263 min
[Series 65] 16, Currency Risk and Political Risk
Apr 9, 20263 min
[Series 65] 15, Inflation Risk Liquidity Risk and Opportunity Cost
Apr 8, 20263 min
[Series 65] 14, Interest Rate Risk and Reinvestment Risk
Apr 7, 20263 min
[Series 65] 13, Types of Risk Systematic vs Unsystematic
Apr 6, 20263 min