Open Exam Prep
453 episodes — Page 1 of 10
[Series 66] 38, Agent Registration and Exclusions
Oct 31, 20264 min
[Series 66] 37, Broker-Dealer Definitions and Registration
Oct 30, 20264 min
[Series 66] 36, IAR Registration and Place of Business
Oct 29, 20264 min
[Series 66] 35, Adviser Exemptions and Notice Filing
Oct 28, 20264 min
[Series 66] 34, State vs Federal Adviser Registration
Oct 27, 20264 min
[Series 66] 33, Investment Adviser Definitions and Exclusions
Oct 26, 20264 min
[Series 66] 32, Matching Recommendations to Client Needs
Oct 25, 20264 min
[Series 66] 31, Measuring and Comparing Portfolio Returns
Oct 24, 20264 min
[Series 66] 30, Trading Orders and Execution Costs
Oct 23, 20264 min
[Series 66] 29, Estate Planning and Wealth Transfers
Oct 22, 20264 min
[Series 66] 28, Account Ownership and Beneficiary Choices
Oct 21, 20264 min
[Series 66] 27, Education Accounts and Health Savings
Oct 20, 20264 min
[Series 66] 26, ERISA Fiduciaries and Retirement Advice
Oct 19, 20264 min
[Series 66] 25, Employer Retirement Plans and Rollovers
Oct 18, 20264 min
[Series 66] 24, Traditional and Roth IRA Decisions
Oct 17, 20263 min
[Series 66] 23, Capital Gains Cost Basis and After-Tax Returns
Oct 16, 20264 min
[Series 66] 22, Active Passive Growth and Value Strategies
Oct 15, 20264 min
[Series 66] 21, Diversification Correlation and Rebalancing
Oct 14, 20264 min
[Series 66] 20, Strategic vs Tactical Asset Allocation
Oct 13, 20264 min
[Series 66] 19, Time Horizons Liquidity and Life Events
Oct 12, 20263 min
[Series 66] 18, Risk Tolerance vs Risk Capacity
Oct 11, 20264 min
[Series 66] 17, Building a Client Investment Profile
Oct 10, 20264 min
[Series 66] 16, Individuals Businesses Trusts and Estates
Oct 9, 20264 min
[Series 66] 15, Options Structured Products and Digital Assets
Oct 8, 20264 min
[Series 66] 14, Annuities and Life Insurance Tradeoffs
Oct 7, 20264 min
[Series 66] 13, REITs Private Funds and Liquidity
Oct 6, 20264 min
[Series 66] 12, ETFs UITs and Closed-End Funds
Oct 5, 20264 min
[Series 66] 11, Mutual Funds Share Classes and Fees
Oct 4, 20264 min
[Series 66] 10, Common Preferred and Convertible Stock
Oct 3, 20264 min
[Series 66] 9, Credit Risk and Callable Bonds
Oct 2, 20264 min
[Series 66] 8, Bond Pricing Yields and Duration
Oct 1, 20264 min
[Series 66] 7, Cash Equivalents and Deposit Protection
Sep 30, 20264 min
[Series 66] 6, Alpha Beta and the Sharpe Ratio
Sep 29, 20264 min
[Series 66] 5, Mean Standard Deviation and Correlation
Sep 28, 20264 min
[Series 66] 4, Liquidity Leverage and Valuation Ratios
Sep 27, 20264 min
[Series 66] 3, Time Value of Money and Discounted Cash Flow
Sep 26, 20264 min
[Series 66] 2, Reading Questions and Avoiding Distractors
Sep 25, 20264 min
[Series 66] 1, Your Study Plan After Series 7
Sep 24, 20264 min
Series 7 Exam Prep 100, Final Exam Strategy and Common Series 7 Traps
Sep 15, 20263 min
Series 7 Exam Prep 99, High-Yield Product Comparison Review
Sep 14, 20263 min
Series 7 Exam Prep 98, Regulation and Prohibited Conduct Review
Sep 13, 20264 min
Series 7 Exam Prep 97, Trading and Settlement Exam Traps
Sep 12, 20264 min
Series 7 Exam Prep 96, Communications and Disclosure Exam Traps
Sep 11, 20263 min
Series 7 Exam Prep 95, Retirement and Rollover Recommendation Traps
Sep 10, 20264 min
Series 7 Exam Prep 94, Suitability Drill for Packaged Products
Sep 9, 20264 min
Series 7 Exam Prep 93, Suitability Drill for Equity and Debt Products
Sep 8, 20263 min
Series 7 Exam Prep 92, Options Breakeven and Strategy Math Review
Sep 7, 20263 min
Series 7 Exam Prep 91, Options Indexes and Broad-Based Products
Sep 6, 20264 min
Series 7 Exam Prep 90, Customer Account Restrictions and Free Riding
Sep 5, 20263 min
Series 7 Exam Prep 89, Markups, Markdowns, and Commissions
Sep 4, 20263 min