Overlapping Risks, Part I: Anti-Money Laundering and Cybersecurity
Firm regulatory risks and priorities don't exist in a vacuum. And that is perhaps nowhere clearer than when it comes to a firm's anti-money laundering responsibilities. A firm's AML risks can overlap with any number of other priorities. On this episode, the first of a two-part series, we look at the overlapping risks of AML and cybersecurity.
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Show Notes
Firm regulatory risks and priorities don't exist in a vacuum. And that is perhaps nowhere clearer than when it comes to a firm's anti-money laundering responsibilities. A firm's AML risks can overlap with any number of other priorities.
On this episode, the first of a two-part series, we're looking at the intersection of a firm's AML and cybersecurity risks. Joining us are Jason Foye, a director with FINRA's Anti-Money Laundering Investigative Unit, and Dave Kelley, a director with FINRA's Cybersecurity Specialist Program, both with FINRA’s National Cause and Financial Crimes Detection Program.
Resources mentioned in this episode:
Episode 60: Introducing Greg Ruppert and the NCFC
Episode 33: Money Laundering in the Securities Industry
Episode 34: AML Priorities and Best Practices
SWIFT: How Cyber Attackers ‘Cash Out’ Following Large-Scale Heists
FinCEN October 2020 Advisory on Ransomware
FinCEN July 2020 Advisory on Cybercrime
FinCEN October 2016 Advisory on Cyber Events
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