Shield, a communication compliance platform for financial institutions, raises $20M
TechCrunch Startup News · TechCrunch
December 1, 20224m 48s
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Show Notes
Two months ago, the Securities and Exchange Commission (SEC) said it had fined 16 Wall Street firms more than $1.1 billion for “widespread recordkeeping failures” regarding maintaining electronic communications, contravening federal securities laws.
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