Season 9 · Episode 229
Equitable SEC Settlement (#229)
Teach and Retire Rich · Dan Otter, PhD and Scott Dauenhauer, CFP®
August 5, 202240m 21s
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Show Notes
Fifty million more reasons to hate Equitable Financial after the Securities and Exchange Commission fined the firm $50 million for "materially misleading statements and omissions concerning investor fees."
We discuss settlement and ask the question: Why would any school district continue to let this firm sell financial products to its employees?