Season 13 · Episode 364
Does This Phishy 403(b) Email Violate FINRA Regulations? (#364)
Teach and Retire Rich · Daniel Otter, PhD and Scott Dauenhauer, CFP®
March 7, 202527m 58s
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Show Notes
Teacher gets phishy email from Equitable salesperson. Does it violate FINRA section 2210(d)(1)(A) and (B)?
- Equitable to Pay $50 Million Penalty
- What's That Phishy Smell in Your Inbox?
- Learned by Being Burned - Short pod series about how teachers got burned then got wise to the 403(b)
- Meridian Wealth Management
- 403bwise.org
Nothing presented or discussed is to be construed as investment or tax advice. This can be secured from a vetted Certified Financial Planner (CFP®).