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Regulatory compliance top three challenges facing firms
Episode 358

Regulatory compliance top three challenges facing firms

Ontario Mortgage & Real Estate Insights Podcast · Sandy MacKay, Steve Hamoen

July 1, 20253m 13s

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Show Notes

In this episode, we begin with a warm welcome and introduction, followed by a sponsor message from Real Approved Inc. The conversation turns to the challenges and compliance issues currently facing the financial services sector. We explore the role of AI regulations and the importance of ESG considerations in finance. The discussion then delves into governance, compliance strategies, and the potential regulatory consequences for the industry. The episode wraps up with closing remarks and a reminder from our sponsor. (0:00) Welcome and introduction (0:20) Sponsor: Real Approved Inc. (0:39) Challenges and compliance in the financial services sector (1:08) AI regulations and ESG considerations in finance (1:51) Governance, compliance strategies, and regulatory consequences (2:19) Closing remarks and sponsor reminder