Episode 170
The SEC vs the Courts
Recently, the courts struck down the SEC’s private fund adviser rule. We turned to former SEC enforcement attorney Ron Geffner for an overview of the rules, the court’s decision, and the potential ripple effects—plus, other challenges facing the SEC and possible changes with a new SEC chair.
Off the Books · Ron Geffner, Steve Soter, Catherine Tsai
October 31, 202421m 13s
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Show Notes
Recently, the courts struck down the SEC’s private fund adviser rule. We turned to former SEC enforcement attorney Ron Geffner for an overview of the rules, the court’s decision, and the potential ripple effects—plus, other challenges facing the SEC and possible changes with a new SEC chair.
Topics
ron geffnerprivate fund adviser rulesec