Above Board: 10b5-1 Plans
In this episode of Above Board, Morrison & Foerst…
March 16, 202115m 42s
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Show Notes
In this episode of Above Board, Morrison & Foerster partner Dave Lynn speaks with Jina Choi, San Francisco partner and former director of the SEC’s San Francisco Regional Office about 10b5-1 Plans. Jina discusses what these plans are, how they get implemented, and how they are intended to mitigate against the risk of insider trading. Dave and Jina examine the criticisms of 10b5-1 plans and why the SEC may be looking into abuse allegations. Jina also gives valuable advice on what boards should be monitoring in relation to 10b5-1 plans.