Davenport's Webinar: Red Flags and Regulatory Hits
Hartford News Today | 2 Min News | The Daily News Now! · The Daily News Now!
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Show Notes
Connecticuts Banking Commissioner revoked John F. Davenports registrations, barring him from securities license gigs until 2033. Despite a cease-and-desist order, Davenport promoted his services, including a webinar, still claiming his firm was registered. Red flags included hiring a paralegal with a Ponzi scheme conviction and weak office security. Davenport overstated subadviser fees, admitted not understanding compliance rules, and had previous FINRA and insurance fines. Questions remain about the webinars legality.
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