Financial Intelligence Unit: Connecting the Industry with Actionable Information
FINRA's Financial Intelligence Unit acts as a nerve center for information on emerging threats impacting the financial industry with the aim of providing actionable intelligence to firms, other regulators and law-enforcement to keep investors safe. On this episode, we learn how the group has grown in recent years and hear how they are evolving the way they share information.
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Show Notes
FINRA's Financial Intelligence Unit acts as a nerve center for information on emerging threats impacting the financial industry with the aim of providing actionable intelligence to firms, other regulators and law-enforcement to keep investors safe.
On this episode, Blake Snyder, senior director of FIU, joins us to share how the group has grown and matured over the last few years and how they are evolving the way they share information, including through the introduction of the new Threat Intelligence Products, or TIPs.
Resources mentioned in this episode:
Episode 33: AML in the Securities Industry
TIP: Protecting Vulnerable Adult and Senior Investors
Investor Insight: Pig Butchering Scams
Investor Insight: Ramp-and-Dump Scams
National Cyber-Forensics and Training Alliance (NCFTA)
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