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What Financial Advisers and Small Firms Need to Know about Cyber Risk

What Financial Advisers and Small Firms Need to Know about Cyber Risk

Enterprising Investor · CFA Institute

April 17, 20157m 45s

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Show Notes

In episode #259, Thomas D. Giachetti, chair of the securities practice at Stark & Stark, is a frequent speaker on the topic of cyber risk in financial services. Here he talks about potential exposures and consequences of a cybersecurity breach; duty to clients; and steps that financial advisers and firms should take to protect their practices.