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Dodd Frank Act: A New Paradigm for Family Offices

Dodd Frank Act: A New Paradigm for Family Offices

Enterprising Investor · CFA Institute

March 7, 20138m 55s

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Show Notes

In episode #193, David Guin, a partner at Withers Bergman LLP, discusses the implications of the SEC's new definition of family offices and explains what a good compliance policy should look like.