Compliance, data migrations, and lessons learned from online wine investing
May 6, 202228m 45s
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Show Notes
Good financial advice compliance is rarely front-page news, but It doesn't have to be boring. This week, Cathi Harrison explains how tech can give us greater confidence in our systems and processes.
Are we misunderstanding what technology is adding to our compliance? And are the mergers and acquisitions in the advice market a good thing for clients? Cathi offers an honest perspective, while also explaining what we can learn, as well as what we shouldn't, from online wine investing.
Are we misunderstanding what technology is adding to our compliance? And are the mergers and acquisitions in the advice market a good thing for clients? Cathi offers an honest perspective, while also explaining what we can learn, as well as what we shouldn't, from online wine investing.