Ep #25: RIA Compliance: Staying Compliant When You Start and Run Your Firm
Behind The Advisor · Behind The Advisor
December 9, 201559m 6s
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Show Notes
Turn up and the volume and listen in as Jim and I chat about his career path and how to get into the compliance market before diving into tips and tools for RIA compliance that all advisors need to know about.
You can find show notes and more information by clicking here: http://www.xyplanningnetwork.com/25